Obligation Register Defensibility — The Obligation Staircase

An expert-level course that builds and evidences an obligation register a supervisor will accept. Climb the Obligation Staircase - eight steps from Regulatory Source Inventory & Horizon through Obligation Extraction, Interpretation, Applicability, Control Mapping, Ownership & Attestation and Change Monitoring to Regulator Evidence & Program Optimisation - as Mirela Voicu rebuilds Aurelius Group's 4,000-row spreadsheet of copied paragraphs after a supervisory finding that DORA ICT third-party obligations were mapped to no control, and assemble every component into a regulator-defensible Obligation Register Defensibility Pack.

What you'll learn

• Build a controlled source inventory and horizon log, and extract atomic, cited and classified obligations that replace copied-paragraph registers.
• Document interpretation, proportionality and dissent in approved memos, and decide applicability for every obligation against every legal entity including group-level duties and outsourcing flows.
• Map obligations to policies, controls and tests with coverage measured on tested, effective controls, and put a named owner, overseer and evidenced attestation with escalation behind every duty.
• Run regulatory change management with impact assessments and measured lead time, answer supervisors with an end-to-end evidence pack, and govern the register with quality metrics and a costed RegTech roadmap.

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